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Lessons of the war with Spain and other articles

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A. T. Mahan
Lessons of the war with Spain and other articles

PREFACE

The original intention, with which the leading articles of the present collection were undertaken, was to elicit some of the lessons derivable from the war between the United States and Spain; but in the process of conception and of treatment there was imparted to them the further purpose of presenting, in a form as little technical and as much popular as is consistent with seriousness of treatment, some of the elementary conceptions of warfare in general and of naval warfare in particular. The importance of popular understanding in such matters is twofold. It promotes interest and induces intelligent pressure upon the representatives of the people, to provide during peace the organization of force demanded by the conditions of the nation; and it also tends to avert the unintelligent pressure which, when war exists, is apt to assume the form of unreasoning and unreasonable panic. As a British admiral said two hundred years ago, "It is better to be alarmed now, as I am, than next summer when the French fleet may be in the Channel." Indifference in times of quiet leads directly to perturbation in emergency; for when emergency comes, indifference is found to have resulted in ignorance, and fear is never so overpowering as when, through want of comprehension, there is no check upon the luxuriance of the imagination.

It is, of course, vain to expect that the great majority of men should attain even an elementary knowledge of what constitutes the strength or weakness of a military situation; but it does not seem extravagant to hope that the individuals, who will interest themselves thus far, may be numerous enough, and so distributed throughout a country, as to constitute rallying points for the establishment of a sound public opinion, and thus, in critical moments, to liberate the responsible authorities from demands which, however unreasonable, no representative government can wholly withstand.

The articles do not in any sense constitute a series. Written for various occasions, at various times, there is in them no sequence of treatment, or even of conception. Except the last, however, they all have had a common origin in the war with Spain. This may seem somewhat questionable as regards the one on the Peace Conference; but, without assuming to divine all the motives which led to the call for that assembly, the writer is persuaded that between it and the war there was the direct sequence of a corollary to its proposition. The hostilities with Spain brought doubtless the usual train of sufferings, but these were not on such a scale as in themselves to provoke an outcry for universal peace. The political consequences, on the other hand, were much in excess of those commonly resultant from war,—even from maritime war. The quiet, superficially peaceful progress with which Russia was successfully advancing her boundaries in Asia, adding gain to gain, unrestrained and apparently irrestrainable, was suddenly confronted with the appearance of the United States in the Philippines, under conditions which made inevitable both a continuance of occupancy and a great increase of military and naval strength. This intrusion, into a sphere hitherto alien to it, of a new military power, capable of becoming one of the first force, if it so willed, was momentous in itself; but it was attended further with circumstances which caused Great Britain, and Great Britain alone among the nations of the earth, to appear the friend of the United States in the latter's conflict. How this friendliness was emphasized in the Philippines is a matter of common report.

Coincident with all this, though also partly preceding it, has been the growing recognition by the western nations, and by Japan, of the imminence of great political issues at stake in the near future of China. Whether regarded as a field for commerce, or for the exercise of the varied activities by which the waste places of the earth are redeemed and developed, it is evidently a matter of economical—and therefore of political—importance to civilized nations to prevent the too preponderant control there of any one of their number, lest the energies of their own citizens be debarred from a fair opportunity to share in these advantages. The present conditions, and the recent manifestations of antagonism and rivalry, are too well known for repetition. The general situation is sufficiently understood, yet it is doubtful whether the completeness and rapidity of the revolution which has taken place in men's thoughts about the Pacific are duly appreciated. They are shown not only by overt aggressive demands of various European states, or by the extraordinary change of sentiment on the subject of expansion that has swept over America, but very emphatically by the fact, little noted yet well assured, that leading statesmen of Japan—which only three years ago warned the United States Government that even the annexation of Hawaii could not by her be seen with indifference—now welcome our presence in the Philippines.

This altered attitude, on the part of a people of such keen intelligence, has a justification which should not be ignored, and a significance which should not be overlooked. It bears vivid testimony to the rate at which events, as well as their appreciation of events and of conditions, have been advancing. It is one of the symptoms of a gathering accord of conviction upon a momentous subject. At such a time, and on such a scene, the sympathetic drawing together of the two great English-speaking nations, intensely commercial and enterprising, yet also intensely warlike when aroused, and which exceed all others in their possibilities of maritime greatness, gave reason for reflection far exceeding that which springs from imaginative calculations of the future devastations of war. It was a direct result of the war with Spain, inevitably suggesting a probable drift towards concurrent action upon the greatest question of the immediate future, in which the influence of force will be none the less real because sedulously kept in the background of controversies. If, however, the organic development of military strength could be temporarily arrested by general agreement, or by the prevalence of an opinion that war is practically a thing of the past, the odds would be in favor of the state which at the moment of such arrest enjoys the most advantageous conditions of position, and of power already created.

In reproducing these articles, the writer has done a little editing, of which it is needless to speak except in one respect. His views on the utility of coast fortification have met with pronounced adverse criticism in some quarters in England. Of this he has neither cause nor wish to complain; but he is somewhat surprised that his opinions on the subject here expressed are thought to be essentially opposed to those he has previously avowed in his books,—the Influence of Sea-Power upon History, and upon the French Revolution. While wholly convinced of the primacy of the navy in maritime warfare, and maintaining the subordination to it of the elements of power which rest mainly upon land positions, he has always clearly recognized, and incidentally stated, not only the importance of the latter, but the general necessity of affording them the security of fortification, which enables a weaker force to hold its own against sudden attack, and until relief can be given. Fortifications, like natural accidents of ground, serve to counterbalance superiority of numbers, or other disparity of means; both in land and sea warfare, therefore, and in both strategy and tactics, they are valuable adjuncts to a defence, for they constitute a passive reinforcement of strength, which liberates an active equivalent, in troops or in ships, for offensive operations. Nor was it anticipated that when coast defence by fortification was affirmed to be a nearly constant element, the word "constant" would be understood to mean the same for all countries, or under varying conditions of popular panic, instead of applying to the deliberate conclusions of competent experts dealing with a particular military problem.

Of the needs of Great Britain, British officers should be the best judge, although even there there is divergence of opinion; but to his own countrymen the author would say that our experience has shown that adequate protection of a frontier, by permanent works judiciously planned, conduces to the energetic prosecution of offensive war. The fears for Washington in the Civil War, and for our chief seaports in the war with Spain, alike illustrate the injurious effects of insufficient home defence upon movements of the armies in the field, or of the navies in campaign. In both instances dispositions of the mobile forces, vicious from a purely military standpoint, were imposed by fears for stationary positions believed, whether rightly or wrongly, to be in peril.

For the permission to republish these articles the author begs to thank the proprietors of the several periodicals in which they first appeared. The names of these, and the dates, are given, together with the title of each article, in the Table of Contents.

INTRODUCTORY
Comprehension of Military and Naval Matters possible to the People, and important to the Nation

It is somewhat of a commonplace among writers upon the Art of War, that with it, as with Art in general, the leading principles remain unimpaired from age to age. When recognized and truly mastered, not held by a passive acquiescence in the statements of another, but really appropriated, so as to enter decisively into a man's habit of thought, forming in that direction the fibre of his mind, they not only illuminate conditions apparently novel, by revealing the essential analogies between them and the past, but they supply the clue by which the intricacies of the present can best be threaded. Nothing could be more utterly superficial, for instance, than the remark of a popular writer that "the days of tacks and sheets"—of sailing ships, that is—"have no value as lessons for the days of steam and armor." Contrast with such an utterance the saying of the great master of the art,—Napoleon: "If a man will surprise the secrets of warfare, let him study the campaigns of Hannibal and of Cæsar, as well as those of Frederick the Great and my own."

Comprehension of warfare, therefore, consists, first, in the apprehension and acceptance—the mental grasp—of a few simple general principles, elucidated and formulated by admitted authorities upon the subject, and, second, in copious illustration of these principles by the application of them to numerous specific instances, drawn from actual experiences of war—from history. Such illustration, adequately developed by exposition of facts and of principles in the several cases, pointing out, where necessary, substantial identity underlying superficial diversity, establishes gradually a body of precedents, which reinforce, by all the weight of cumulative authority, the principle that they illuminate. Thus is laid the substantial foundation upon which the Art of War securely rests. It is perhaps advisable—though it should be needless—to say that, when a student has achieved such comprehension, when his mind has mastered the principles, and his memory is richly stored with well-ordered precedents, he is, in war, as in all other active pursuits of life, but at the beginning of his labors. He has girded on his armor, but he has not yet proved it,—far less is qualified to boast as one about to put it off after a good life's fight. It remains yet to be seen whether he has the gifts and the manhood to use that which he has laboriously acquired, or whether, as happens with many other men apparently well qualified, and actually well furnished with the raw material of knowledge in various professions, he will be unable to turn power into success. This question trial alone can decide in each individual case; but while experience thus forces all to realize that knowledge does not necessarily imply capacity to use it, that there may be foundation upon which no superstructure will be raised, few—and those not the wisest—are inclined to dispute that antecedent training, well-ordered equipment, where other things are equal, does give a distinct advantage to the man who has received it. The blaze of glory and of success which, after forty years of patient waiting, crowned the last six months of Havelock's life, raising him from obscurity to a place among the immortals, attests the rapidity with which the perfect flower of achievement can bud and fully bloom, when, and only when, good seed has been sown in ground fitly prepared.

There are two principal methods of imparting the illustrations that, in their entirety, compose the body of precedents, by which the primary teachings of the Art of War are at once elucidated and established. By the first, the several principles may be separately stated, more or less at large, each being followed closely by the appropriate illustrations, drawn, as these in such a treatment most suitably may, from different periods and from conditions which on the surface appear most divergent. Or, on the other hand, the consecutive narrative of a particular series of operations may be given, in such detail as is necessary, accompanied by a running commentary or criticism, in which the successive occurrences are brought to the test of recognized standards; inference being drawn, or judgment passed, accordingly. The former is the more formal and methodical; it serves better, perhaps, for starting upon his career the beginner who proposes to make war the profession of his life; for it provides him, in a compact and systematic manner, with certain brief rules, by the use of which he can most readily apply, to his subsequent reading of military history, criteria drawn from the experience of centuries. He is thus supplied, in short, with digested knowledge. But digestion by other minds can in no wise take the place of assimilation performed by one's own mental processes. The cut and dried information of the lecture room, and of the treatise, must in every profession be supplemented by the hard work of personal practice; and failing the experience of the campaign,—of actual warfare,—the one school of progress for the soldier or seaman is to be found in the study of military and naval history, which embodies the experience of others. To such study the second method contributes; it bears to the first the relation of an advanced course.

Nor let it be supposed that the experience of others, thus imparted, is a poor substitute for that acquired by the actual hard work of the field, or of the ocean. By the process, the fruit possibly may not be fully matured; but it arrives at that perfection of form which requires but a few suns to ripen. This, moreover, if not the only way by which experience in the art of directing operations of war—of command-in-chief—can be stored, is by far the most comprehensive and thorough; for while utility cannot be denied to annual manœuvres, and to the practice of the sham battle, it must be remembered that these, dealing with circumstances limited both in time and place, give a very narrow range of observation; and, still more important, as was remarked by the late General Sherman, the moral elements of danger and uncertainty, which count for so much in real warfare, cannot be adequately reproduced in mimic. The field of military history, on the other hand, has no limit short of the military experience of the race; it records the effect of moral influences of every kind, as well as of the most diverse material conditions; the personal observation of even the greatest of captains is in comparison but narrow. "What experience of command," says one of the most eminent, "can a general have, before he is called to command? and the experience of what one commander, even after years of warfare, can cover all cases?" Therefore he prescribes study; and as a help thereto tells the story of one of his most successful campaigns, accompanying it with a commentary in which he by no means spares himself. Napoleon abounds in the same sense. "On the field of battle the happiest inspiration is often but a recollection,"—not necessarily of one's own past; and he admitted in after years that no finer work had been done by him than in his first campaign, to which he came—a genius indeed, but—with the acquisitions chiefly of a student, deep-steeped in reading and reflection upon the history of warfare.

The utility of such study of military history to the intending warrior is established, not only by a few such eminent authorities, but by a consensus among the leading soldiers and seamen of our own day, whether they personally have, or have not, had the opportunity of command in war. It may be asserted to be a matter of contemporary professional agreement, as much as any other current opinion that now obtains. In such study, native individual capacity and individual temperament will largely affect inference and opinion; not only causing them to differ more or less, but resulting frequently in direct opposition of conclusion. It cannot be otherwise; for, like all other callings of active life, war is a matter, not merely of knowledge and of general principles, but of sound judgment, without which both information and rules, being wrongly applied, become useless. Opinions, even of the most eminent, while accorded the respect due to their reputation, should therefore be brought to the test of personal reflection.

The study of the Art and History of War is pre-eminently necessary to men of the profession, but there are reasons which commend it also, suitably presented, to all citizens of our country. Questions connected with war—when resort to war is justifiable, preparation for war, the conduct of war—are questions of national moment, in which each voter—nay, each talker—has an influence for intelligent and adequate action, by the formation of sound public opinion; and public opinion, in operation, constitutes national policy. Hence it is greatly to be desired that there should be more diffused interest in the critical study of warfare in its broader lines. Knowledge of technical details is not necessary to the apprehension of the greater general principles, nor to an understanding of the application of those principles to particular cases, when made by individual students,—officers or others. The remark is sometimes heard, "When military or naval officers agree, Congress—or the people—may be expected to act." The same idea applied to other professions—waiting for universal agreement—would bring the world to a standstill. Better must be accepted without waiting for best. Better is more worth having to-day than best is the day after the need has come and gone. Hesitation and inaction, continued till the doctors agree, may result in the death of the patient; yet such hesitation is almost inevitable where there is no formed public opinion, and quite inevitable where there is no public interest antecedent to the emergency arising.

It may be due to the bias of personal or professional inclination that the present writer believes that military history,—including therein naval,—simply and clearly presented in its leading outlines, divested of superfluous and merely technical details, would be found to possess an interest far exceeding that which is commonly imagined. The logical coherence of any series of events, as of any process of Nature, possesses an innate attraction for the inquisitive element of which few intelligent minds are devoid. Unfortunately, technical men are prone to delight in their technicalities, and to depreciate, with the adjective "popular," attempts to bring their specialties within the comprehension of the general public, or to make them pleasing and attractive to it. However it may be with other specialties, the utility of which is more willingly admitted, the navy and army in our country cannot afford to take such an attitude. The brilliant, but vague, excitement and glory of war, in its more stirring phases, touches readily the popular imagination, as does intense action of every description. It has all the charm of the dramatic, heightened by the splendor of the heroic. But where there is no appeal beyond the imagination to the intellect, such impressions lack distinctness, and leave no really useful results. While there is a certain exaltation in sharing, through vivid narrative, the emotions of those who have borne a part in some deed of conspicuous daring, the fascination does not equal that wrought upon the intellect, as it traces for the first time the long-drawn sequence by which successive occurrences are seen to issue in their necessary results, or causes apparently remote to converge upon a common end, and understanding succeeds to the previous sense of bewilderment, which is produced by military events as too commonly treated.

There is, moreover, no science—or art—which lends itself to such exposition more readily than does the Art of War. Its principles are clear, and not numerous. Outlines of operations, presented in skeleton, as they usually may be, are in most instances surprisingly clear; and, these once grasped, the details fall into place with a readiness and a precision that convey an ever increasing intellectual enjoyment. The writer has more than once been witness of the pleasure thus occasioned to men wholly strangers to military matters; a pleasure partly of novelty, but which possesses the elements of endurance because the stimulus is one that renews itself continually, opening field after field for the exercise of the mind.

If such pleasure were the sole result, however, there might be well-founded diffidence in recommending the study. The advantage conferred upon the nation by a more wide-spread and intelligent understanding of military matters, as a factor in national life that must exist for some ages to come, and one which recent events, so far from lessening, have rendered more conspicuous and more necessary, affords a sounder ground for insisting that it is an obligation of each citizen to understand something of the principles of warfare, and of the national needs in respect of preparation, as well as thrill with patriotic emotion over an heroic episode or a brilliant victory.

It is with the object of contributing to such intelligent comprehension that the following critical narrative, which first appeared in one of our popular monthlies, is again submitted to the public in its present form. It professes no more than to be an attempt, by a student of military as well as naval warfare, to present a reasoned outline of a part of the operations of the war, interspersed with such reflections upon naval warfare, in its generals and its particulars, as have arisen naturally in the course of the story. The method adopted, consequently, is the second of those mentioned in the beginning of these remarks; a consecutive narrative, utilized as a medium for illustrating the principles of war. The application of those principles in this discussion represents the views of one man, believed by him to be in accordance with a considerable body of professional thought, although for this he has no commission to speak; but to some of them also there is, in other quarters, a certain distinct professional opposition.